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North Carolina Registered Investment Advisor Surety Bond
If you are a registered Investment Adviser in the state of North Carolina, a North Carolina Registered Investment Adviser Surety Bond, for a minimum amount totaling $35,000, is required to conduct business within the state.
This type of bond indemnifies your Obligee against financial losses as a result of any actions upon your part, the Principal, that are not in compliance with the North Carolina Investment Advisers Act.
Currently, North Carolina considers an "Investment Adviser" a person who is engaged in the advising of others for profit, either directly or through publications and writings, about the advisability of investing in, purchasing, or selling securities. If you, for compensation, issue or create analyses, or reports, regarding securities for profit, you are also considered an Investment Adviser.
Many surety bond providers shy away from offering this bond because of the potential for losses. Bonds Express offers bonds that other surety bond companies do not offer; and 99% of the of the time, we can provide you with your necessary North Carolina Registered Investment Advisor Surety Bond.
Please click on our surety bond application below and we here at Bonds Express will get back to you as soon as possible with your quote for your North Carolina Registered Investment Adviser Surety Bond.
Our Free "24" Hour Quote Procedure
How to cut approval process and keep your cost low
1. Our applications are all that's usually needed to get you a price. We don't have a short form that asks you for contact information and bond type only. Unless it is a pre-approved special bond, this type of form usually followed by a call from the surety agency to obtain the balance of the information needed to get the approval.
2. We never require an application fee. All quotes are 100% free.
3. Bond approvals, like loans are based on personal credit, financial strength of the owner, bond amount and type of bond. The more information you provide, the better chance you have of getting the lowest available price and a faster approval.
Click Here For The Easy Online Application
